In the early politics of all Cultures the governing powers are pre-established and unquestioned. The whole being is strictly in patriarchal and symbolic form. The connexions with the mother soil are so strong, the feudal tie, and even its successor the aristocratic state, so self-evident to the life held in their spell, that politics in a Homeric or Gothic age is limited to plain action within the cadre of the given forms. In so far as these forms change, they do so more or less spontaneously, and the idea that it is a _task_ of politics to bring about the changes never definitely emerges into anyone’s mind, even if a kingdom be overthrown or a nobility reduced to subjection. There is only class-politics, Imperial- or Papal- or vassal-politics. Blood and race speak in actions undertaken instinctively or half-consciously--even the priest behaves, _qua_ politician, as the man of race. The “problems” of the State are not yet awakened. The sovereignty, the primary orders, the entire early form-world, are God-given, and it is on them as premisses, not about them as objects of dispute, that the organic minorities fight their battles. These minorities we call _Factions_.
It is of the essence of the Faction that it is wholly inaccessible to the idea that the order of things can be changed to a plan. Its object is to win for itself status, power, or possessions within this order--like all growing things in a growing world. There are groups in which relationships of houses, honour and loyalty, bonds of union of almost mythic inwardness, play a part, and from which abstract ideas are totally excluded. Such were the factions of the Homeric and Gothic periods, Telemachus and the suitors in Ithaca, the Blues and Greens under Justinian, the Guelphs and Ghibellines, the Houses of Lancaster and York, the Protestants,[800] the Huguenots, and even later the motive forces of Fronde and First Tyrannis. Machiavelli’s book rests entirely on this spirit.
The change sets in as soon as, with the great city, the Non-Estate, the bourgeoisie, takes over the leading rôle.[801] Now it is the reverse, the political _form_ becomes the object of conflict, the problem. Heretofore it was ripened, now it must needs be shaped. Politics becomes awake, not merely comprehended, but reduced to comprehensible ideas. The powers of intellect and money set themselves up against blood and tradition. In place of the organic we have the organized; _in place of the Estate, the Party_. A party is not a growth of race, but an aggregate of heads, and therefore as superior to the old estates in intellect as it is poorer in instinct. It is the mortal enemy of naturally matured class-ordering, the mere existence of which is in contradiction with its essence. Consequently, the notion of party is always bound up with the unreservedly negative, disruptive, and socially levelling notion of _equality_. Noble ideals are no longer recognized, but only vocational interests.[802] It is the same with the freedom-idea, which is likewise a negative.[803] _Parties are a purely urban phenomenon._ With the emancipation of the city from the country, everywhere (whether we happen to know it evidentially or not) Estate politics gives way to party politics--in Egypt at the end of the Middle Kingdom, in China with the Contending States, in Baghdad and Byzantium with the Abbassid period. In the capitals of the West the parties form in the parliamentary style, in the city-states of the Classical they are forum-parties, and we recognize parties of the Magian style in the Mavali and the monks of Theodore of Studion.[804]
But always it is the Non-Estate, the unit of protest against the essence of Estate, whose leading minority--“educated” and “well-to-do”--comes forward as a party with a program, consisting of aims that are not felt but defined, and of the rejection of everything that cannot be rationally grasped. _At bottom, therefore, there is only one party_, that of the bourgeoisie, the liberal, and it is perfectly conscious of its position as such. It looks on itself as coextensive with “the people.” Its opponents (above all, the genuine Estates--namely, “squire and parson”) are enemies and traitors to “the people,” and its opinions are the “voice of the people”--which is inoculated by all the expedients of party-political nursing, oratory in the Forum, press in the West, until these opinions do fairly represent it.
The prime Estates are nobility and priesthood. The prime Party is that of money and mind, the liberal, the megalopolitan. Herein lies the profound justification, in _all_ Cultures, of the ideas of Aristocracy and Democracy. Aristocracy despises the mind of the cities, Democracy despises the boor and hates the countryside.[805] It is the difference between Estate politics and party politics, class-consciousness and party inclination, race and intellect, growth and construction. Aristocracy in the completed Culture, and Democracy in the incipient cosmopolitan Civilization, stand opposed till both are submerged in Cæsarism. As surely as the nobility is _the_ Estate (and the Tiers État never manages to get itself into real form in this fashion), so surely the nobility fails to feel as a party, though it may organize itself as one.
It has in fact no choice but to do so. All modern constitutions repudiate the Estates and are built on the Party as self-evidently the basic form of politics. The nineteenth century--correspondingly, therefore, the third century B.C.--is the heyday of party politics. Its democratic character compels the formation counter-parties, and whereas formerly, as late even as the eighteenth century, the “Tiers” constituted itself in imitation of the nobility as an Estate, now there arises the _defensive_ figure of the Conservative party, copied from the Liberal,[806] dominated completely by the latter’s forms, bourgeois-ized without being bourgeois, and obliged to fight with rules and methods that liberalism has laid down. It has the choice of handling these means better than its adversary[807] or of perishing; but it is of the intimate structure of an Estate that it does not understand the situation and challenges the form instead of the foe, and is thus involved in that use of extreme methods which we see dominating the inner politics of whole states in the early phases of every Civilization, and delivering them helpless into the hands of the enemy. The compulsion that there is upon every party to be bourgeois, at any rate in appearance, turns to sheer caricature when below the bourgeoisie of education and possessions the Residue also organizes itself as a party. Marxism, for example, is in theory a negation of bourgeoisie, but as a party it is in attitude and leadership essentially middle-class. There is a continuous conflict between its will--which necessarily steps outside the bounds of party politics and therefore of constitutionalism (both being exclusively liberal phenomena), and can in honesty only be called civil war--and the appearances which it feels obliged, in justice to itself, to keep up. But for Marxism, again, these appearances are indispensable, at this particular period, if durable success is to be attained. A noble party in a parliament is inwardly just as spurious as a proletarian. Only the bourgeoisie is in its natural place there.
In Rome, from the introduction of the Tribunes, in 471, to the recognition of their legislative omnipotence, in the revolution of 287,[808] patricians and plebeians had fought their fight essentially as Estates, classes. But thereafter these opposite terms possessed hardly more than genealogical significance, and there developed instead parties, to which the terms liberal and conservative respectively may quite reasonably be applied--namely, the Populus,[809] supreme in the forum, and the nobility, with its fulcrum in the Senate. The latter had transformed itself (about 287) from a family council of the old clans into a state council of the administrative aristocracy. The associations of the Populus are with the property-graded Comitia Centuriata and the big-money group of the Equites, those of the nobility with the yeomanry that was influential in the Comitia Tributa. Think on the one hand of the Gracchi and Marius, and on the other of C. Flaminius, and a little penetration will disclose the complete change in the position of the Consuls and the Tribunes. They are no longer the chosen trustees of the first and third Estates, with lines of conduct determined by that fact, but they represent party, and on occasion change it. There were “liberal” consuls like the Elder Cato and “conservative” Tribunes like the Octavius who opposed Ti. Gracchus. Both parties put up candidates at elections, and used every sort of demagogic operation to get them in--and when money had failed to win an election, it got to work afterwards with (increasing) success upon the person elected.
In England Tories and Whigs constituted themselves, from the beginning of the nineteenth century, as parties, both becoming in form bourgeois and both taking up the liberal program literally, whereby public opinion as usual was completely convinced and set at rest.[810] This was a master-stroke, delivered at the correct moment, and prevented the formation of a party hostile to the Estate-principle such as arose in France in 1789. The members of the lower House, hitherto emissaries of the ruling stratum, became popular representatives, but still continued to depend financially upon it. The leading remained in the same hands, and the opposition of the parties, which from 1830 assumed the titles of Liberal and Conservative almost as a matter of course, was always one of pluses and minuses, never of blank alternatives. In these same years the literary freedom-movement of “young Germany” changed into a party-movement, and in America under Andrew Jackson the National-Whig and Democratic parties organized themselves as opposites, and open recognition was given to the principle that elections were a business, and state offices from top to bottom the “spoils of the victors.”[811]
But the form of the governing minority _develops steadily from that of the Estate, through that of the Party, towards that of the Individual’s following_. The outward sign of the end of Democracy and its transition into Cæsarism is not, for example, the disappearance of the party of the Tiers État, the Liberal, but the disappearance of party itself as a form. The sentiments, the popular aim, the abstract ideals that characterize all genuine party politics, dissolve and are supplanted by _private_ politics, the unchecked will-to-power of the race-strong few. An Estate has instincts, a party has a program, but a following has a master. That was the course of events from Patricians and Plebeians, through Optimates and Populares, to Pompeians and Cæsarians. The period of real party government covers scarcely two centuries, and in our own case is, since the World War, well on the decline. That the entire mass of the electorate, actuated by a common impulse, should send up men who are capable of managing their affairs--which is the naïve assumption in all constitutions--is a possibility only in the first rush, and presupposes that not even the rudiments of organization by definite groups exists. So it was in France in 1789 and in 1848. An assembly has only to _be_, and tactical units will form at once within it, whose cohesion depends upon the will to _maintain_ the dominant position once won, and which, so far from regarding themselves as the mouthpieces of their constituents, set about making all the expedients of agitation amenable to their influence and usable for their purposes. A tendency that has organized itself in the people, has already _ipso facto_ become the _tool_ of the organization, and continues steadily along the same path until the organization also becomes in turn the tool of the leader. The will-to-power is stronger than any theory. In the beginning the leading and the apparatus come into existence for the sake of the program. Then they are held on to defensively by their incumbents for the sake of power and booty--as is already universally the case to-day, for thousands in every country live on the party and the offices and functions that it distributes. Lastly the program vanishes from memory, and the organization works for its own sake alone.
With the elder Scipio or Quinctius Flamininus comradeship on campaign is still the implication when we speak of their “friends.” But the younger Scipio went further and his “Cohors Amicorum” was no doubt the first example of an organized following whose activity extended to the law-courts and the elections.[812] In the same way the old purely _patriarchal and aristocratic relation of loyalty_ between patron and client evolved into a community of interest based on very material foundations, and even before Cæsar there were written compacts between candidates and electors with specific provisions as to payment and performances. On the other side, just as in present-day America,[813] clubs and election committees were formed, which so controlled or frightened the mass of the electors of their wards as to be able to do election business with the great leaders, the pre-Cæsars, as one power with another. Far from this being the shipwreck of democracy, it is its very meaning and necessary issue, and the lamentations of unworldly idealists over this destruction of their hopes only show their blind ignorance of the inexorable duality of truths and facts and of the intimate linkage of intellect and money.
Politico-social theory is only one of the bases of party politics, but it is a necessary one. The proud series that runs from Rousseau to Marx has its antitype in the line of the Classical Sophists up to Plato and Zeno. In the case of China the characteristics of the corresponding doctrines have still to be extracted from Confucian and Taoist literature; it suffices to name the Socialist Moh-ti. In the Byzantine and Arabian literature of the Abbassid period--in which radicalism, like everything else, is orthodox-religious in constitution--they hold a large place, and they were driving forces in all the crises of the ninth century. That they existed in Egypt and in India also is proved by the spirit of events in the Hyksos time and in Buddha’s. Literary form is not essential to them--they are just as effectively disseminated by word of mouth, by sermon and propaganda in sects and associations, which indeed is the standard method at the close of the Puritan movements (Islam and Anglo-American Christianity amongst them).
Whether these doctrines are “true” or “false” is--we must reiterate and emphasize--a question without meaning for political history. The refutation of, say, Marxism belongs to the realm of academic dissertation and public debates, in which everyone is always right and his opponent always wrong. But whether they are _effective_--from when, and for how long, the belief that actuality can be ameliorated by a system of concepts is a real force that politics must reckon with--that does matter. We of to-day find ourselves in a period of boundless confidence in the omnipotence of reason. Great general ideas of freedom, justice, humanity, progress are sacrosanct. The great theories are gospels. Their power to convince does not rest upon logical premisses, for the mass of a party possesses neither the critical energy nor the detachment seriously to test them, but upon the sacramental hypostasis in their keywords. At the same time, the spell is limited to the populations of the great cities and the period of Rationalism as the “educated man’s religion.”[814] On a peasantry it has no hold, and even on the city masses its effect lasts only for a certain time. But _for_ that time it has all the irresistibleness of a new revelation. They are converted to it, hang fervently upon the words and the preachers thereof, go to martyrdom on barricades and battle-field and gallows; their gaze is set upon a political and social other-world, and dry sober criticism seems base, impious, worthy of death.
But for this very reason documents like the _Contrat Social_ and the _Communist Manifesto_ are engines of highest power in the hands of forceful men who have come to the top in party life and know how to form and to use the convictions of the dominated masses.[815]
The power that these abstract ideals possess, however, scarcely extends in time beyond the two centuries that belong to party politics, and their end comes not from refutation, but from boredom--which has killed Rousseau long since and will shortly kill Marx. Men finally give up, not this or that theory, but the belief in theory of any kind and with it the sentimental optimism of an eighteenth century that imagined that unsatisfactory actualities could be improved by the application of concepts. When Plato, Aristotle, and their contemporaries defined and blended the various kinds of Classical constitution so as to obtain a wise and beautiful resultant, all the world listened, and Plato himself tried to transform Syracuse in accordance with an ideological recipe--and sent the city downhill to its ruin.[816] It appears to me equally certain that it was philosophical experimentation of this kind that put the Chinese southern states out of condition and delivered them up to the imperialism of Tsin.[817] The Jacobin fanatics of liberty and equality delivered France, from the Directory onward, into the hands of Army and Bourse for ever, and every Socialistic outbreak only blazes new paths for Capitalism. But when Cicero wrote his _De re publica_ for Pompey, and Sallust his two comminations for Cæsar, nobody any longer paid attention. In Tiberius Gracchus we may discover perhaps an influence derived from the Stoic enthusiast Blossius, who later committed suicide after having similarly brought Aristonicus of Pergamum to ruin;[818] but in the first century B.C. theories had become a threadbare school-exercise, and thenceforward power and power alone mattered.
For us, too--let there be no mistake about it--the age of theory is drawing to its end. The great systems of Liberalism and Socialism all arose between about 1750 and 1850. That of Marx is already half a century old, and it has had no successor. Inwardly it means, with its materialist view of history, that Nationalism has reached its extreme logical conclusion; it is therefore an end-term. But, as belief in Rousseau’s Rights of Man lost its force from (say) 1848, so belief in Marx lost its force from the World War. When one contrasts the devotion unto death that Rousseau’s ideas found in the French Revolution with the attitude of the Socialists of 1918, who had to keep up before and in their adherents a conviction that they themselves no longer possessed--for the sake, not of the idea, but of the power that depended on it--one discerns also the stretches of the road ahead, where what still remains of program is doomed to fall by the way as being henceforth a mere handicap in the struggle for power. Belief in program was the mark and the _glory_ of our grandfathers--in our grandsons it will be a proof of provincialism. In its place is developing even now the seed of a new resigned piety, sprung from tortured conscience and spiritual hunger, whose task will be to found a new Hither-side that looks for secrets instead of steel-bright concepts and in the end will find them in the deeps of the “Second Religiousness.”[819]